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SIFMA Home > Industry Priorities > Section 31 Transaction Fees
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RELATED LINKS
House of Representatives
Fairness in Securities Transaction Act
Savings and Investment Relief Act of 1999
New York Stock Exchange
NYSE Information Memo - pdf 5.0, May 13
Update Regarding Section 31 Transaction Fees - pdf 4.0
Information Memo: SEC Transaction Fees - pdf 4.0
NASD Regulation
NASD Guidance on Regulatory Transaction Fees - February 2005
Update: Securities and Exchange Commission (SEC) Transaction Fee
NASD Notice 04-63: New SEC Procedures Relating to Section 31 of the Securities Exchange Act of 1934 - pdf 5.0, 08/20/04
Securities Exchange Commission
Senate Approves Bill To Cut SEC Fees; Legislation Would Save Investors Billions Of Dollars
Securities Transactions Exempt From Transaction Fees
The Securities Lawyer's Deskbook
Securities Exchange Act of 1934
