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SIA RESOURCES
Correspondence
Legislative Alerts / Updates
Correspondence
- Letter to Omgeo Regarding Sec 31 Fee Label - pdf 5.0, March 1, 2005
- Comment Letter to SEC Relating to Collection Practices of Section 31 Fees - October 27, 2004
- Comment Letters to NASD, NYSE Relating to Uniform Methodology of Calculating Section 31 Fees - October 27, 2004
- SIA Comments To The SEC On The Proposed Rule Regarding Collection Practices Under Section 31 Of The Securities Exchange Act - pdf 5.0, March 5, 2004
- OCC Notice To All Clearing Members On Section 31 Transaction Fee Rate Change – pdf 5.0, March 7, 2003
- SIA Letter to The Honorable Thomas A. Daschle urging him to schedule immediate floor action on the Investor and Capital Markets Fee Relief Act, H.R. 1088 - pdf 4.0 - June 28, 2001
- SIA Letter to The Honorable W.J. “Billy” Tauzin Urging Support of the Investor and Capital Markets Fee Relief Act of 2001 (H.R. 1088) - pdf 4.0 - June 11, 2001
- Letter to The Honorable Richard Shelby Urging Cosponsorship of the Competitive Market Supervision Act (S. 2107) - pdf 4.0 - April 12, 2001
- SIA Letter to the US House of Representatives Urging Support of the Investor and Capital Markets Fee Relief Act of 2001 - pdf 4.0 - April 3, 2001
- SIA Letter to The Honorable Michael G. Oxley Urging Support of the Investor and Capital Markets Fee Relief Act of 2001 - pdf 4.0 - March 26, 2001
- SIA Letter to The Honorable John J. LaFalce Urging Support of the Investor and Capital Markets Fee Relief Act of 2001 - pdf 4.0 - March 26, 2001
- SIA Letter to The Honorable Daniel K. Akaka Urging Support of the Competitive Market Supervision act of 2001 (S. 143) - pdf 4.0 - March 14, 2001
- SIA Letter to The Honorable Thomas A. Daschle Urging Support of the Competitive Market Supervision Act of 2001 - pdf 4.0 - March 12, 2001
- SIA Letter to The Honorable Christopher J. Dodd urging support of the Competitive Market Supervision Act of 2001 (S. 143) - pdf 4.0 - February 28, 2001
Legislative Alerts / Updates
