SIA Issues - Section 31 Transaction Fees

LATEST UPDATE:

NYSE Information Memo - pdf 5.0, May 13
NASD Guidance on Regulatory Transaction Fees - February 2005
Letter to Omgeo Regarding Sec 31 Fee Label - pdf 5.0, March 1, 2005
SEC Fee Label Update - March 2005
SEC Fee Advisory Notice for FY 2005 - December 9, 2004
Comment Letter to SEC Relating to Collection Practices of Section 31 Fees - October 27, 2004
Comment Letters to NASD, NYSE Relating to Uniform Methodology of Calculating Section 31 Fees - October 27, 2004
New SEC Procedures Relating to Section 31 of the Securities Exchange Act of 1934: The NASD posted its Notice to Members (NTM) 04-63 containing important information on the new SEC procedures relating to Section 31 fees and NASD fees collected from members in accordance with Section 3 of Schedule A to the NASD By-Laws - pdf 5.0, August 2004