| AML Regulation and Enforcement Update | |
| Julie Copeland First Vice President, Associate General Counsel, Global Anti-Money Laundering Officer Merrill Lynch & Co., Inc. |
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Satish M. Kini
Partner Goodwin Procter LLP |
| William Langford
Associate Director, Regulatory Policy and Programs Division Financial Crimes Enforcement Network U.S. Department of the Treasury |
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Michael Zeldin
Principal Deloitte & Touche LLP |
| Correspondent and Private Banking | |
| William Langford Associate Director, Regulatory Policy and Programs Division Financial Crimes Enforcement Network U.S. Department of the Treasury |
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Michael Meyer |
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Michelle L. Neufeld |
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C. Rachel Raemore Senior Vice President and Compliance Director Capital and Wealth Management Groups Wachovia Corporation |
| Gary W. Sutton Senior Banking Counsel U.S. Department of the Treasury |
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| Lori A. Richards Director, Office of Compliance Inspections and Examinations U.S. Securities and Exchange Commission |
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| Suspicious Activity Reporting | |
| Marcy Forman Director, Office of Investigations U.S. Immigration and Customs Enforcement Department of Homeland Security |
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| Lester Joseph Principal Deputy Chief Asset Forfeiture/Money Laundering Section U.S. Department of Justice |
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Tim O’Neal Lorah Executive Director Global Head, Anti-Money Laundering Group Morgan Stanley |
| Karen O’Toole Vice President and Associate General Counsel Fidelity Investments |
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| Due Diligence and KYC | |
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Linda Busby Anti-Money Laundering Officer Raymond James Financial, Inc. |
| Patrick Kidney Senior Vice President and Co-Head Financial Crimes Prevention and Intelligence Lehman Brothers, Inc. |
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| Tara E. Loftus First Vice President Head of Money Laundering Prevention UBS Financial Services Inc. |
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| Kate Jones Troy Director and Counsel Legal and Compliance Department Credit Suisse |
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