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KeyNote Address
Frank Swedlove
President
Financial Action Task Force on Money Laundering (FATF)
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AML Surveillance, Due Diligence and Technology
Moderator:
Patrick Kidney
Senior Vice President, and Director of Financial Crimes Prevention and Intelligence
Lehman Brothers, Inc.
Panel:
Tara E. Loftus
Executive Director
Head of Money Laundering Prevention
UBS Financial Services Inc.
C. Rachel Raemore
Senior Vice President and Compliance Director
Capital and Wealth Management Groups
Wachovia Corporation
Ed Sullivan
Vice President Compliance Technology
Goldman Sachs & Co.
Michael Zeldin
Principal
Deloitte & Touche LLP
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Correspondent and Private Banking
Moderator:
Michelle L. Neufeld
Compliance Director and Assistant General Counsel
JP Morgan Chase & Co.
Panel:
Linda Busby
Anti-Money Laundering Officer
Raymond James Financial, Inc.
Jeffrey Horowitz
Managing Director, Chief Anti-Money Laundering Officer
Pershing LLC
Beverly Loew
Regulatory Policy Project Officer
Financial Crimes Enforcement Network
U.S. Department of the Treasury
Mihal Nahari
Senior Vice President
Bank of America
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Suspicious Activity Reporting |
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Moderator:
Karen O’Toole
Vice President and Associate General Counsel
Fidelity Investments
Panel:
Tim O’Neal Lorah
Executive Director
Global Head, Anti-Money Laundering Group
Morgan Stanley
Thomas Fleming
Assistant Director, Office of Regulatory Policy
Regulatory Policy and Programs Division
Financial Crimes Enforcement Network
Marcy Forman
Director, Office of Investigations
U.S. Immigration and Customs Enforcement
Department of Homeland Security
John L. Riggi
Assistant Section Chief, Terrorist Financing Operations Section
FBI
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