Now in its seventh year, SIFMA’s Anti-Money Laundering Compliance Conference is the securities industry’s premier event for anti-money laundering compliance training. The conference has sold out every year and draws nearly 600 participants.
The conference brings together the leading experts from industry, the regulatory agencies, and law enforcement to discuss the most recent developments and requirements in anti-money laundering laws. The program will include representatives from the Financial Crimes Enforcement Network, U.S. Securities and Exchange Commission, Department of Justice, New York Stock Exchange, NASD, FBI, OFAC, Department of Homeland Security, and the U.K.’s Financial Services Authority.
Topics will include recent enforcement actions, what firms can expect on examinations, customer identification and Know Your Customer procedures, new correspondent and private banking account due diligence requirements, monitoring for suspicious activity, and Office of Foreign Assets Control (OFAC) requirements.
Why You Should Attend
Anti-money laundering compliance has become an integral part of a firm’s overall compliance program and continues to be a high priority for regulators. This conference will be the focal point for the leading experts to share their insights, provide guidance and address participants’ questions and concerns. You will learn from anti-money laundering professionals what you need for your compliance program.
Who Should Attend
This conference is aimed directly at brokerage industry professionals responsible for anti-money laundering and OFAC compliance. This is a must for every firm.