AXS-One
AXS-One is a leading provider of high performance Records Compliance Management software solutions. For almost 15 years, AXS-One’s proven archiving and electronic records management software has been used by major organizations worldwide, including leading Financial Services companies, to address their requirements for regulatory compliance, corporate governance and legal discovery while reducing their costs and delivering measurable ROI. The AXS-One Compliance Platform™ enables organizations to significantly reduce the risk and cost of managing growing volumes of disparate electronic records, including e-mail and instant messages, reports, file systems, SAP output, desktop documents, images and other digital records. By providing a single, scalable archiving platform, all records are managed according to corporate records policies from initial capture and indexing through archiving, retention, search and ultimate destruction. Patent-pending search technology and robust legal case management tools let users respond quickly and accurately to the growing pressures of regulatory audits, e-discovery and litigation support.
Contact: Monica Hutton, Marketing Manager, AXS-One, 301 Route 17 North, Rutherford, NJ 07070 . . . 201.935.3400 . . . info@axsone.com . . . www.axsone.com
Attenex Corporation
Attenex(r) Patterns(r) is a leading electronic discovery software suite that enables corporations and their law firms to proactively prepare for and rapidly respond to matters of litigation, compliance and regulation. Attenex's unique software combines content analysis and visualization with a powerful processing engine to quickly identify relevant content, preserving valuable time and money for case strategy and preparation, and dramatically reducing the time and expense of electronic discovery. Corporate counsel, litigators and investigators can review conceptually-related electronic documents in their native format, and map these documents against a timeline or communication network to visually identify important relationships and relevant message flow.
Bingham McCutchen LLP
With over 950 lawyers in 11 offices in the U.S. and around the world, including leading international financial centers such as New York, London and Tokyo, Bingham McCutchen offers focused, results-oriented and cost-effective representation to the financial services industry. The firm’s premier Securities Regulation practice provides a fully integrated set of legal services targeted to the needs of the securities industry. Over 200 attorneys from the Broker-Dealer, Securities Litigation, Investment Management White Collar practice groups are dedicated to providing counseling, regulatory compliance and defense services to broker-dealer, investment advisers, investment managers, investment banks, investment and hedge funds. They are complemented by the offerings of our affiliate Bingham Consulting Group, which helps national and global companies create and execute multistate political strategies.
Contact: W. Hardy Callcott, Esq., Bingham McCutchen LLP, Three Embarcadero Center, San Francisco, CA 94111 . . . 415.393.2310 . . . hardy.callcott@bingham.com . . . www.bingham.com
The Davidsohn Group
Situated in the heart of Wall Street lives a company that has been on the cutting edge of the financial technology industry for the past 40 years. Specializing in custom designed, state-of-the-art front-office and back-office systems, The Davidsohn Group has developed one of the largest libraries of financial software in the world. We offer fully integrated software in multi-currency/multi-firm systems with real-time and global capabilities. A unique modular approach to software implementation allows our systems to adapt to changing client needs in a cost-effective manner. A dedicated staff of managers and technicians, experienced in all aspects of the financial industry, stand ready to serve your needs.
Contact: Joseph Davidsohn, Vice President of Marketing and Sales, The Davidsohn Group, 55 Broad Street, 26 th Floor, New York, NY 10004 . . . 212.208.0100 . . . jdavidsohn@dgny.com . . . http://www.davidsohngroup.com/
Dow Jones Newswires
Dow Jones Newswires offers real-time information solutions for financial professionals in three distinct ways: Investing and Advice, for advisors providing guidance to individuals; Institutional for trading, institutional investment and research professionals; and Marketing Communications and Corporate Intelligence for executives charged with leading an organization or communicating with customers.
Regardless of the channel you are responsible for, Dow Jones Newswires is working with customers and partners to create market opportunities, build client relationships, and enhance trust in their services.
Contact: Steve Reiser, Director of Marketing, Dow Jones Newswires, 800 Plaza Two, Harborside Financial Center, Jersey City, NJ 07311-1199 . . . 201.938.5951 . . . steve.reiser@dowjones.com . . . djnewswires.com
Compliance Reporter and Operations Management Compliments of Institutional Investor News
Compliance Reporter is the only news-breaking source that exclusively covers international compliance initiatives at broker/dealers and investment advisers, as well as regulations and enforcement actions from entities such as the National Association of Securities Dealers, the Securities and Exchange Commission, the U.S. Court of Appeals and state regulatory agencies.
For a free trial go to www.compliancereporter.com.
Operations Management is the only news-breaking source that exclusively covers back-office issues of broker/dealers, investment adviser firms and custodian banks. The publication covers U.S. and international firms providing insights into securities operations around the globe. Written for operations professionals, the newsletter will keep senior executives abreast of the latest operations news.
For a free trial go to www.operationsmanagement.com. For more information please call 800.715.9195.