The Securities Industry Association is a not-for-profit corporation under section 501 (c) (6) of the Internal Revenue Code. The Association's financial statements for the year ended October 31, 2005 received an unqualified opinion from its independent auditors.
Available for your review (in PDF format) are the Statements of Financial Position, and the Statements of Activities and Changes in Net Assets.
For a copy of the complete audited report, please email your request to mjeong@sifma.org.