|
Special Session for new attendees and new managers
|
|
View
|
Jamie Murdock
Director of Northeast Sales
Gaylord Palms Resort & Convention Center
|
|
|
John D. Panchery
Vice President & Managing Director, Operations & Technology
Securities Industry Association
|
|
|
Stuart Bowers
Chairman, Operations Committee
Senior Vice President
Legg Mason Wood Walker, Inc.
|
|
Operations Committee Report
|
|
View
|
Stuart Bowers
Chairman, Operations Committee
Senior Vice President
Legg Mason Wood Walker, Inc.
|
|
Keynote Topic: Getting Prepared for the NYSE Hybrid Market
|
|
View
|
Roger Burkhardt
Chief Technology Officer, Executive Vice President
New York Stock Exchange
|
|
Corporate Actions – The New Efficiencies
|
|
View
|
Moderator:
Judith Smith
Managing Director
Morgan Stanley & Co.
|
|
|
Panel:
Keith Evans
Senior Vice President, Operations Services
The Canadian Depository for Securities Limited
|
|
|
Thomas K. McCarthy
Managing Director, Product Marketing & Development
The Depository Trust & Clearing Corporation
|
|
|
Jamie Shay
Head of Securities and Treasury Standards Development
SWIFT
|
|
|
Lori-Ann Trezza
Vice President
The Depository Trust & Clearing Corporation
|
|
|
John Wagner
Director, Client and Technology Services
Morgan Stanley & Co.
|
|
Mutual Funds – Regulatory/Operating Update
|
|
View
|
Moderator:
Stuart Bowers
Chairman, Operations Committee
Senior Vice President
Legg Mason Wood Walker, Inc.
|
|
|
Panel:
Ann Bergin
Managing Director
The Depository Trust & Clearing Corp.
|
|
|
William Bridy
First Vice President, Senior Director
Merrill Lynch & Co., Inc.
|
|
|
Timothy Ney
Principal, Mutual Funds
Edward Jones
|
|
|
Nino Palermo
Vice President
American Funds
|
|
STP – Where are we?
|
|
View
|
Moderator:
John D. Panchery
Vice President & Managing Director, Operations & Technology
Securities Industry Association
|
|
|
Panel:
Tim Lind
Senior Analyst
The Tower Group
|
|
|
Gerard J. O’Mahoney
Chair, Canadian Capital Markets Association
Chief Operating Officer
TD Waterhouse Canada Inc.
|
|
|
Bradly Smith
Managing Principal
Capco
|
|
Global Networking - A discussion on structured versus unstructured messaging
|
|
View
|
Moderator:
Frank DiMarco
Managing Director
Merrill Lynch Global Markets & Investment Banking
|
|
|
Panel:
Francis Remacle
Head of Securities Industry Division, Member of the Executive Committee
SWIFT
|
|
|
Michael A. Jeske
President
SyntelliRead, Inc.
|
|
DTCC – The Road to 2010
|
|
View
|
Moderator:
Donald Donahue
COO
The Depository Trust & Clearing Corporation
|
|
|
Panel:
Peter Axilrod
Managing Director, New Business Development
The Depository Trust & Clearing Corporation
|
|
|
Jeff Ingber
Managing Director, General Manager for Fixed Income
The Depository Trust & Clearing Corporation
|
|
|
Susan Tysk
Managing Director, New Business Development
The Depository Trust & Clearing Corporation
|
|
|
Janet Wynn
Managing Director, General Manager for Asset Services, DTCC Deriv/SERV and International
The Depository Trust & Clearing Corporation
|
|
Regulatory Update
|
|
View
|
Moderator:
Lawrence A. Morillo
Managing Director
Pershing LLC
|
|
|
Panel:
Robert L.D. Colby
Deputy Director, Division of Market Regulation
Securities and Exchange Commission
|
|
|
Harold L. Johnson
Deputy General Counsel
Municipal Securities Rulemaking Board
|
|
|
Elisse B. Walter
Executive Vice President, Regulatory Policy & Programs
NASD
|
|
|
William Wollman
Vice President
New York Stock Exchange
|
|
Keynote Speaker:
|
|
View
|
David Allen
President
The David Allen Company
|
|
Account Transfers – Linking the Financial Communities
|
|
View
|
Moderator:
George Tootle
Vice President
Director of Operations
D.A. Davidson & Co.
|
|
|
Panel:
Steven Callan
Associate Director
Bear, Stearns Securities Corp.
|
|
|
Edlyn Meringolo
Vice President, Product Management
The Depository Trust & Clearing Corp.
|
|
|
Kristie Thompson
Manager
Edward Jones
|
|
Business Uses of FIX
|
|
View
|
Moderator:
Michael Alexander
Senior Vice President, Schwab Operations
Charles Schwab & Co, Inc.
|
|
|
Panel:
Tom Jordan
President & CEO
Jordan & Jordan
|
|
|
Steve Donovan
Chief Information Officer
Massachusetts Financial Services
|
|
|
Dan Doscas
SVP - US Head of Exchange and Counterparty Relations
HSBC Capital Markets
|
|
Federal Reserve Policy Change
|
|
View
|
Moderator:
Thomas Ferlazzo
Executive Director, Operations
UBS Investment Bank
|
|
|
Panel:
Paul Agueci
Senior Wholesale Product Specialist
Federal Reserve Bank of New York
|
|
|
Jane Buyers-Russo
Managing Director
JPMorgan Chase
|
|
|
Betsy Irwin-McCaughey
Vice President, Wholesale Product Office
Federal Reserve Bank of New York
|
|
|
Philip Prince
Vice President, Fixed Income Trading
Goldman Sachs & Co.
|
|
BCP Priorities 2005
|
|
View
|
Moderator:
Gerard McGraw
President, Operations Service Group
National Financial Services LLC
|
|
|
Panel:
Bob Kaiser
Vice President, Business Continuity Planning
Pershing LLC
|
|
|
George Perretti
Managing Director, Corporate Infrastructure and BCP
The Depository Trust & Clearing Corporation
|
|
|
Stephen G. Romano
Senior Vice President
Securities Industry Automation Corporation
|
|
|
Howard Sprow
Assistant Vice President & Director, Business Continuity Planning
Securities Industry Association
|
|
Complex Managerial Issues – Industry Solutions
|
|
View
|
Moderator:
David Cermak
Senior Vice-President, Director of Operations
RBC Financial Group
|
|
|
Panel:
Dawn A. Patterson
Principal
Deloitte & Touche LLP
|
|
|
Alan Sorcher
Vice President & Associate General Counsel
Securities Industry Association
|
|
|
Linda Kucinski
Senior Vice President, Investment Operations Group
McDonald Investments Inc.
|
|
Trading Needs of Tomorrow & Operational Challenges of Today
|
|
View
|
Moderator:
Joseph Liguori
Chairman, Operations Conference
Vice President
JP Morgan Chase & Co.
|
|
|
Panel:
Joseph Anastasio
Chairman, North America
Capco
|
|
|
Robert C. Gasser
Chief Executive Officer
NYFIX Millennium, L.L.C. NYFIX Transaction Services
and NYFIX Clearing Corp LLC
|
|
|
Paul Vigilante
Vice President
Goldman Sachs & Co.
|
|
Are We Ready For The Baby Boomers?
|
|
View
|
Moderator:
Glenn Peterson
Senior Vice President and Chief Operating Officer
ADP Clearing & Outsourcing Services Inc.
|
|
|
Panel:
Kirby Horan
Senior Analyst
Cerulli Associates
|
|
|
Harold C. McIntyre
Managing Partner
The Summit Group
|
|
|
Elizabeth Varley
Vice President & Director, Retirement Policy
Securities Industry Association
|
