| Operations Committee Report: | |
| Stuart Bowers Chairman, Operations Committee Senior Vice President Legg Mason |
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| General Session I: NYSE & Nasdaq Updates | |
| Moderator: Stephen G. Romano Senior Vice President & SFTI General Manager Securities Industry Automation Corporation |
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| Panel: Roger Burkhardt Chief Technology Officer, Executive Vice President New York Stock Exchange, Inc. |
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| Steven J. Randich Executive Vice President and Chief Information Officer The Nasdaq Stock Market, Inc. |
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| General Session II: Trading Needs of Tomorrow, Operational Needs of Today | |
| Panel: Joseph Anastasio Partner Capco |
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| Robert C. Gasser Chief Executive Officer NYFIX Transaction Services, Inc. |
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| Paul Vigilante Vice President Goldman Sachs & Co. |
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| General Session III: Offshoring & Outsourcing | |
| Moderator: Michael Alexander Senior Vice President, Schwab Operations Charles Schwab & Co., Inc. |
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| Panel: Joseph Anastasio Partner Capco |
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| Joseph N. Barra President ADP Clearing & Outsourcing Services |
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| Noland Cheng Managing Director, IIG Operations Morgan Stanley |
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| Greg Taylor Senior Special Counsel New York Stock Exchange |
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| Agent Lending Disclosure Project Update | |
| Panel: Mariana Kind Consultant Capco |
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| W. Tredick McIntire ALD Project Manager, RMA & President Boston Global Advisors |
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| Les Nelson Managing Director Goldman Sachs & Co. |
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| Derivatives | |
| Panel: Philip Armstrong Managing Director Goldman Sachs |
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| Philip Daniele Managing Director, Credit Risk Credit Suisse First Boston, Inc. |
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| Janet Wynn Managing Director, General Manager for Asset Services, DTCC Deriv/SERV and International The Depository Trust & Clearing Corporation |
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| Federal Reserve Policy – Payment Risk | |
| Moderator: Thomas Ferlazzo Executive Director, Operations UBS Investment Bank |
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| Panel: Paul Agueci Senior Wholesale Product Specialist Federal Reserve Bank of New York |
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| Jane Buyers-Russo Managing Director JP Morgan Chase |
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| Kevin Caffrey Managing Director, Operations The Bank of New York |
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| Betsy Irwin-McCaughey Vice President, Wholesale Product Office Federal Reserve Bank of New York |
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| International Operations | |
| Panel: Mary Ann Callahan Managing Director, Global Leadership Office The Depository Trust & Clearing Corporation |
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| Norm Leonard Program Director CCMA |
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| John Nordstrom Director, Relationship Management & Chief Representative Euroclear Bank Representative Office |
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| Sarah Tothill, PMP Director, Clearing and Depository Product Management CDS Limited |
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