Compliance in
Operations
The Operations Update Symposium is a one-day event, held in New York City, which focuses on the critical business drivers that impact all Operations Professionals. Join us as we discuss the latest compliance and market related developments along with how they will effect operational issues and competitive challenges that are currently facing firms. Don’t miss this opportunity to attend this informative and educational event.
Topics to be covered include:
Regulatory News
Exchange Mergers & Demutualization
Collaborative Efforts to Enhance the Institutional Process
Proxy Processing
Cost Basis Tax Reporting
SIFMA Launch Highlights
Plus many more
* Program Subject to change