SIFMA is hosting a Portfolio Margining Workshop to address the recent NYSE and CBOE rule changes regarding portfolio margin requirements. These amendments will dramatically alter the framework governing the extension of credit that securities firms may extend to customers.
The workshop is a must for industry professionals responsible for legal and compliance, margin, operations, risk management, prime brokerage, and strategic planning, and also for senior management at broker/dealers and market centers. SIFMA is bringing together business and regulatory leaders to address the key issues posed by the new amendments.
Major issues to be addressed include:
|
·
Application
Format ·
Use of
Proprietary Models ·
Customer
Audience ·
Educating
Brokers/Customers ·
Capturing,
Monitoring, Reporting Data |
·
The
Cross-Margining Challenge ·
Risk
Disclosure Requirements ·
Qualifying
Collateral ·
Next Steps ·
Credit Risk
Management Procedures |
This will be an exceptional strategic and informative conference designed for senior representatives from the Broker/Dealer, Compliance, Sales, Operations, Margin, Trading, Technology, Exchange, and Legal and Regulatory communities. If you are interested in learning what the portfolio margining rule changes means to the industry, make it a priority to attend.
The Workshop begins with breakfast at 7:45 a.m. on Friday, March 23 and concludes at 12:30 p.m. For more information, please contact Tom Price on 212-618-0560, or you may send an e-mail to tprice@sifma.org.
We look forward to seeing you in New York.