The industry’s first program dedicated solely to the
privacy requirements that now apply to broker-dealers.
Privacy and data security are of paramount importance to securities firms and the customers they serve. While firms are subject to numerous requirements relating to the use, sharing and safeguarding of information, data breach incidents and identity theft have received much media attention over the past year. Now, more than ever, this program is essential for broker-dealers.
Topics Will Include:
· Update on Privacy Laws and Implementation Issues for Broker-Dealers
· Data Breach Notification and Responding to Incidents
· Cyber Fraud and Online Authentication
· Vendor Management and Privacy Litigation Update
Why You Should Attend:
This seminar will be the focal point for the leading experts to share their insights, provide guidance and address participants’ questions and concerns.
You will learn:
· How to implement privacy and information security policies and procedures across an organization
· How broker-dealers should implement a privacy incidence response plan
· Threats firms face in protecting data and the latest online frauds that are proliferating
· How firms should deal with authentication and information access issues, and regulatory guidance that has been issued
· Practices firms should employ when dealing with vendors and service providers
Who Should Attend:
This conference is aimed directly at brokerage industry professionals. Every firm should benefit by attending.