Research

Research Reports:

 

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Research Reports 2001

The State of the Industry,
Volume II, No. 11, (12/20/01)
Plus...

    • An Open Letter to the IMF
    • Liquidity Measurement
    • Managing Your Expectations

Changes in Risk and Risk Management,
Volume II, No. 10  (12/6/01)
Plus...
    • China’s Capital Markets
    • Securities Industry Employment Downturn
    • Monthly Statistical Review

Restoring Industry Functionality After 9/11,
Volume II, No. 9 (11/2/01)
Plus...
    • Third Quarter Securities Industry Performance
    • Recession, Recovery, and Rebuilding: Budget Planning in Crisis
    • Monthly Statistical Review

The  Economic Impact of September Eleventh on the Securities Industry
Volume II, No. 8 (9/30/01)
Plus...
    • Seligman Advisory Committee on Market Information: The Report
    • RR Production & Earnings Reach Record Levels in 2000
    • Monthly Statistical Review

The Roles and Responsibilities of Securities Analysts
Volume II, No. 7 (8/22/01)
Plus...
    • Customer Complaints and Arbitrations: Behind the Numbers
    • Seligman Advisory Committee on Market Information: Meeting Six
    • SII Panel Proves Prescient
    • Monthly Statistical Review

Securities Industry Second Quarter Performance,
Volume II, No. 6 (6/30/01)
Plus...
    • The New York Securities Industry: Its Economic Impact On New York State & City
    • Executive Compensation 1999 & 2000
    • Monthly Statistical Review

Update on Market Structure Issues: SIA Market Structure Conference,
Volume II, No. 5 (5/31/01)
Plus...
    • Developments in Global E-Finance
    • Regulation FD: How is it Working?
    • Seligman Advisory Committee on Market Information: Meeting Four
    • Monthly Statistical Review

    The Aging of the New Economy
    Volume II, No. 3 (3/30/01)
    Plus...
    • Update on Market Structure Issues
    • Data Vendors: Challenges and Opportunities
    • The New Basel Capital Accord: An Overview
    • Monthly Statistical Review

    Market Data: State of the Industry,
    Volume II, No. 1, (01/31/01)