Research

Research Reports:

 

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Research Reports 2006

"Economic Update"
(10/04/06)


"Industry Results Remain Strong in 3Q'06, Though Down From Near-Record First-Half Levels"
Vol. VII, No. 10 (9/26/06)
Plus...

  • Securities Industry Employment Update
  • Monthly Statistics Review

"Turning Points: The Outlook for the U.S. Economy and the U.S. Securities Industry"
Vol. VII, No. 9 (8/24/06)
Plus...

  • Monthly Statistical Review

"Securities Industry Profits Surge in 1Q'06, and Remained Strong in 2Q '06"
Vol. VII, No. 8 (7/27/06)
Plus...

  • Mid-Year Update: Market Structure and OTC Derivatives
  • Monthly Statistical Review and Second Quarter Wrap-Up

"Retirement Savings: By the Numbers"
Vol. VII, No. 7 (6/27/06)
Plus...

    • "Monthly Statistical Review"

"NASD-Member Firms Profits Rebound in 1Q'06 After Slump in 4Q'05"
Vol. VII, No.6 (6/7/06)
Plus...

    • Securities Industry Employment and Compensation Trends"

"Enhanced Disclosure in Public Reporting: Annual Survey"
Vol. VII, No. 5 (5/19/06)
Plus...

    • NYSE Monthly Statistical Review

"Exchange Traded Fund Update"
Vol. VII, No. 4 (4/25/06)
Plus ...

    • NYSE Member Firms Report Slump in 4Q'05 Domestic Profits"
    • Monthly Statistical Review and First Quarter Wrap-Up"

"Research Management Issues: How Are the Rules Working?"
Vol. VII, No. 3 (3/14/06)
Plus...

    • "Securities Industry and Economic Update"
    • "Monthly Statistical Review"

"The Costs of Compliance in the U.S. Securities Industry"
Vol. VII, No. 2 (2/22/06)


"Securities Industry's Goals And Objectives for the Doha Development Round of the World Trade Organization Negotiations"
Vol. VII, No. 1, (1/30/06)
Plus...

    • "Securities Industry Update: 3Q'05 Profits of $5.01 Billion Reported"
    • "Model Behavior"
    • "Monthly Statistical Review"