PRESENTATIONS
| Financial Literacy: The Role of Regulators, Government and the Private Sector | |
| Moderator: Laura Grogan-O’Mara Vice President, Regulatory and Legislative Initiatives Merrill Lynch |
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| Carolyn Welch Community Affairs Team Leader, Division of Consumer and Community Affairs Federal Reserve Board of Governors |
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| John Gannon Vice President, Office of Investor Education National Association of Securities Dealers |
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| Brian Krolicki State Treasurer, Nevada Chair, NAST Foundation |
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A Retirement Income Planning Primer |
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| Moderator: Ronald Fiske Managing Director, Product Management and Development Pershing, LLC |
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| Takis Georgakopoulos Associate Principal McKinsey & Company |
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| Charles D. Robinson Senior Vice President, Investment Products & Services Northwestern Mutual |
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| Andrew G. Byer, CIMA Senior Vice President, Director of Envision Wachovia Securities |
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| Alternative Investments and IRAs | |
| Moderator: Katherine Kinnicutt Manager, IRA /Qualified Plan Technical Operations and Compliance; Retirement Plan Services Raymond James & Associates, Inc. |
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| Denise Appleby Vice President and Retirement Plans Product Manager Pershing, LLC |
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| Tonia P. Bottoms Director & Senior Counsel Merrill Lynch |
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| Plan Consultants and Revenue Sharing | |
| Moderator: Patrick Oberlander Director, Retirement Services McDonald Investments Inc. |
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| Gail Weiss President Gail Weiss & Associates |
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| David M. Cohen, Esq. Schulte, Roth & Zabel, LLP |
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| Christian Giorgi Vice President & Senior ERISA Officer MFS Retirement Services, Inc. |
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| 403(b) Regulatory Overhaul | |
| Moderator: Elizabeth Varley Vice President and Director of Retirement Policy Securities Industry Association |
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| Sheila Wilson Vice President, Technical/Compliance Division Diversified Investment Advisors |
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| Lori E. Bostrom Vice President and Senior Counsel OppenheimerFunds, Inc. |
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| Greg Dosmann Principal, Retirement and Education Plan Marketing Edward Jones |
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| Keynote Speaker: | |
Scott West |
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| Legislative Overview | |
| Moderator: Gregory J. Reynders Manager, Retirement Plan Compliance Edward Jones |
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| James S. Delaplane Partner Davis & Harman LLP |
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| James McCarthy First Vice President of Retirement and Education Solutions Merrill Lynch |
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| Investment Advice and Retirement Plans | |
| Moderator: Laura H. Gough Senior Vice President Robert W. Baird & Co. Incorporated |
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| Phil Lin Director, Employee Benefits Counsel Merrill Lynch GPC Counsel |
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| Georgia Bullitt Executive Director, Retail Law Division Morgan Stanley |
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| Karen Shapiro Co-Founder & CEO Leaffer Shapiro, LLP |
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| James D. Cahn Senior Vice President Smith Barney Retirement Plan Services |
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