Background | Resources | Related Links
RELATED LINKS
NASD
New York Stock Exchange
U.S. Securities and Exchange Commission
- Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. to Amend Exchange Rules 440B ("Short Sales) and 440C ("Deliveries Against Short Sales"); Release No. 34-50929 - pdf 5.0, December 23, 2004
- Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of Short Sale Rule and Continued Suspension of Primary Market Maker Standards Set Forth in Rule 4612; Release No. 34-50922 - pdf 5.0, Dec 22, 2004
- Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Non-Member Give-Ups; Release No. 34-50898 - pdf 5.0, Dec 21, 2004
- SEC Delays Pilot Period for Suspension of the Operation of Short Sale Price Provisions Pursuant to Reg SHO - November 30, 2004
- Order Delaying Pilot Period For Suspension Of The Operation Of Short Sale Price Provisions - November 29, 2004
- Federal Register Version of SEC Release No. 34-50103: Final Rule – Regulation SHO – August 6, 2004
- Federal Register Version of SEC Release No. 34-50104: Order Suspending the Operation of Short Sale Price Provisions for Designated Securities and Time Periods ("Pilot Program") – August 6, 2004
- SEC Release No. 34-50103: Final Rule on Short Sales – July 28, 2004
- SEC Release No. 34-50104: Order Suspending the Operation of Short Sale Price Provisions for Designated Securities and Time Period – July 28, 2004
- SEC's Summary of the Public's Comments on Proposed Rule: Short Sales – July 28, 2004
- SEC Press Release Announcing Adoption of Changes to Short Sale Rules, Disclosures Regarding Advisory Contract Approval and Investment Company Governance Provisions – June 23, 2004
- SEC Website for Comments Received on SEC Proposed Rule: Short Sales, File No. S7-23-03
- Federal Register Version of SEC Release No. 34-48709: SEC Proposed Short Sale Rule – November 6, 2003
- SEC Release No. 34-48709: SEC Proposed Short Sale Rule – October 28, 2003
