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SIA RESOURCES
Comment Letters
Press Releases
Conference Presentations
Comment Letters
- Comments to SEC RE: REG SHO with Appendix Attached: Pertinent Data on Fails from Reg SHO Proposing Release and OEA Memo - pdf 5.0, September 19, 2006
- SIA Request For Abrogation Of NASD Rule 3370 Filed With The SEC – pdf 5.0, August 24, 2005
- The SIA Requests The SEC Grant An Exemption From Rule 10a-1 For Transactions Executed On A Riskless Principal Basis – pdf 5.0, July 18, 2005
- SIA Letter Regarding Request For Relief From Regulation SHO Marking Requirement For Pilot Securities - pdf 5.0, April 15, 2005
- SEC Response: James A. Brigagliano to Ira Hammerman Re: Reg SHO, No-Action Relief for Pilot Securities - April 15, 2005
- SIA Letter to SEC Regarding No Action Relief from the Regulation SHO Marking Requirement - pdf 5.0, January 3, 2005
- SIA Letter and SEC Response Regarding No Action Relief from the Regulation SHO Marking Requirement - pdf 5.0, January 3, 2005
- SIA Comments To SEC On Proposed Regulation SHO; Specifically, On The Need For A Hedging Exemption For Short Sales – February 19, 2004
- SIA Comments To The SEC In Regard To Proposed Regulation SHO; Modernizing The Regulation Of Short Sales, And Addressing Certain Abusive Short Selling Practices And General Fails/Locate Requirements – January 30, 2004
Press Releases
