SIA Speeches

YEAR 2007
REMARKS OF MARC E. LACKRITZ President & Co-CEO SIFMA Savings & Retirement Symposium Thursday, March 1, 2007	view text
YEAR 2006
June
REMARKS OF DON KITTELL Executive Vice President, Securities Industry Association At the 13th ISSA Symposium, Switzerland "US View: Consolidation gaps," June 7, 2006	view text view slides (pdf)
YEAR 2005
November
REMARKS OF JAMES P. GORMAN 2006 Chairman, Securities Industry Association SIA Annual Meeting, November 11, 2005	view
REMARKS OF CHRISTOPHER COX Chairman, U.S. Securities and Exchange Commission SIA Annual Meeting, November 11, 2005	view
REMARKS OF ELLYN A. MCCOLGAN President, Fidelity Brokerage Company SIA Annual Meeting, November 11, 2005	view
REMARKS OF DANIEL J. LUDEMAN 2005 Chairman, Securities Industry Association SIA Annual Meeting, November 10, 2005	view
REMARKS OF MARC E. LACKRITZ President, Securities Industry Association SIA Annual Meeting, November 10, 2005	view
October
REMARKS OF CHRISTOPHER COX Chairman, U.S. Securities and Exchange Commission China's Capital Markets: Competing in Today's Global Economy Beijing, China	view
REMARKS OF JOHN W. SNOW Secretary, Department of U.S. Treasury China's Capital Markets: Competing in Today's Global Economy Beijing, China	view
REMARKS OF MARC E. LACKRITZ President, Securities Industry Association China's Capital Markets: Competing in Today's Global Economy Beijing, China	view
April
REMARKS OF MARC E. LACKRITZ Issues and Answers, SIA Small Firms Forum April 5, 2005	view
January
REMARKS OF RICHARD E. THORNBURGH The 3rd Annual European Financial Services Conference, "The New Policy Agenda For Financial Services" January 25th, 2005	view
YEAR 2004
November
REMARKS OF SUSAN SCHMIDT BIES Financial Supervision Issues Member, Board of Governors of the Federal Reserve System SIA Annual Meeting, November 5, 2004	view
REMARKS OF SEC CHAIRMAN WILLIAM H. DONALDSON Securities Industry Association SIA Annual Meeting, November 5, 2004	view
REMARKS OF DANIEL J. LUDEMAN 2005 Chairman, Securities Industry Association SIA Annual Meeting, November 5, 2004	view
REMARKS OF ROBERT GLAUBER Update From NASD SIA Annual Meeting, November 4, 2004	view
REMARKS OF MARC E. LACKRITZ In An Uncertain World: Service, Values, Clarity SIA Annual Meeting, November 4, 2004	view
REMARKS OF RICHARD E. THORNBURGH Securities Industry Association SIA Annual Meeting, November 4, 2004	view
October
REMARKS OF DONALD KITTELL Sibos Conference: What's Next In Securities? The View From The U.S., Atlanta, GA October 13, 2004	view
REMARKS OF DONALD KITTELL Internal Auditors' Conference: Highlights Of Current Securities Industry Challenges, Initiatives And Trends St. Petersburg, FL, October 11, 2004	view
REMARKS OF MARC E. LACKRITZ, SIA PRESIDENT After The Storm: Greater Burdens, Greater Opportunities, 17th Annual Small Firms Conference & Exhibit San Francisco, CA, October 7, 2004	view
June
REMARKS OF MARC LACKRITZ "Embedding Values, Building Success" SIA Technology Management Conference New York, NY, June 8, 2004	view
REMARKS OF RICHARD E. THORNBURGH, SIA 2004 CHAIRMAN The Challenges Ahead For Risk Management, SIA Technology Management Conference, NYC, Wednesday, June 9, 2004	view
May
REMARKS OF RICHARD E. THORNBURGH, SIA 2004 CHAIRMAN Operations Conference and Exhibit, Palm Desert, CA May 5, 2004	view
April
REMARKS OF RICHARD E. THORNBURGH, SIA 2004 CHAIRMAN American Chamber of Commerce in Shanghai April 15, 2004	view
January
REMARKS OF RICHARD E. THORNBURGH, SIA 2004 CHAIRMAN The 2nd Annual European Financial Services Conference Tuesday, January 27, 2004	view
PRESENTATION BY MARC E. LACKRITZ, PRESIDENT, SIA A Tale of Two Cities 2004 Annual Client Conference, First Clearing Correspondent Services January 24, 2004	view (pdf)
YEAR 2003
November
REMARKS OF SALLIE KRAWCHECK SIA 2003 Annual Meeting, Boca Raton, Florida November 7, 2003	view
REMARKS OF PHILIP J. PURCELL Reconnecting With America SIA 2003 Annual Meeting, Boca Raton, Florida Friday, November 7, 2003	view
REMARKS OF SEC CHAIRMAN WILLIAM H. DONALDSON SIA 2003 Annual Meeting, Boca Raton, Florida November 7, 2003	view
REMARKS OF RICHARD E. THORNBURGH, SIA 2004 CHAIRMAN SIA 2003 Annual Meeting, Boca Raton, Florida November 7, 2003	view
REMARKS OF MARC E. LACKRITZ PRESIDENT, SECURITIES INDUSTRY ASSOCIATION SIA 2003 Annual Meeting, Boca Raton, Florida Thursday, November 6, 2003	view
REMARKS OF JOHN H. SCHAEFER, 2003 SIA CHAIRMAN PRESIDENT, CHIEF OPERATING OFFICER, INDIVIDUAL INVESTOR GROUP MORGAN STANLEY SIA 2003 Annual Meeting, Boca Raton, Florida Thursday, November 6, 2003	view
May
REMARKS OF MARC E. LACKRITZ, PRESIDENT, SIA After the Storm: Recovering, Rebuilding, Revitalizing SIA Southern District Meeting	view
REMARKS OF DONALD D. KITTELL, EXECUTIVE VICE PRESIDENT, SIA Straight Through Processing - An Overview Operations Conference & Exhibit, Boca Raton, FL	view
YEAR 2002
December
REMARKS OF DONALD D. KITTELL, EXECUTIVE VICE PRESIDENT, SIA Compliance and Legal Division General Luncheon	view
November
REMARKS OF RICHARD THORNBURGH, CHAIRMAN-ELECT, SIA Operations Update Conference, New York, NY	view
REMARKS OF FRED SMITH, CHAIRMAN, PRESIDENT AND CEO, FEDEX CORPORATION SIA 2002 Annual Meeting, Boca Raton, Florida	view
REMARKS OF HARVEY L. PITT, CHAIRMAN, SECURITIES AND EXCHANGE COMMISSION SIA 2002 Annual Meeting, Boca Raton, Florida	view
REMARKS OF PETER R. FISHER, UNDER SECRETARY OF THE TREASURY SIA 2002 Annual Meeting, Boca Raton, Florida	view
REMARKS OF JOHN SCHAEFER, SIA CHAIRMAN ELECT SIA 2002 Annual Meeting, Boca Raton, Florida	view
REMARKS OF ROBERT GLAUBER, CHAIRMAN AND CEO, NASD: THE ROLE OF PRIVATE-SECTOR REGULATION IN RESTORING INVESTOR CONFIDENCE AND STRENGTHENING MARKET INTEGRITY SIA 2002 Annual Meeting, Boca Raton, Florida	view
SPEECH BY MARC LACKRITZ, PRESIDENT, SECURITIES INDUSTRY ASSOCIATION SIA 2002 Annual Meeting, Boca Raton, Florida	view
SPEECH BY ALLEN B. MORGAN, JR., SIA CHAIRMAN: BUILDING INVESTOR CONFIDENCE SIA 2002 Annual Meeting, Boca Raton, Florida	view
May
SPEECH BY DON KITTELL, EXECUTIVE VICE PRESIDENT, SIA: STP/T+1 PROGRAM OVERVIEW STP/T+1 Settlement Spring Conference, New York, NY	view
SPEECH BY JOHN H. SCHAEFER, SIA CHAIRMAN-ELECT, PRESIDENT AND COO, INDIVIDUAL INVESTOR GROUP, MORGAN STANLEY & CO.: FUTURE DIRECTIONS - SIA Operations Conference, Palm Desert, CA	view
SPEECH BY DON KITTELL, EXECUTIVE VICE PRESIDENT, SIA: STP/T+1 PROJECT OVERVIEW Operations Conference, Palm Desert, CA	view
YEAR 2001
November
SPEECH BY DON CRUICKSHANK, CHAIRMAN, LONDON STOCK EXCHANGE: THE ROLE OF THE US AND EUROPEAN CAPITAL MARKETS IN GLOBAL CONSOLIDATION SIA 2001 Annual Meeting, Boca Raton, Florida	view
SPEECH BY HARVEY L. PITT, CHAIRMAN, SECURITIES AND EXCHANGE COMMISSION SIA 2001 Annual Meeting, Boca Raton, Florida	view
SPEECH BY ALLEN MORGAN, JR., SIA 2002 CHAIRMAN, CHAIRMAN AND CEO, MORGAN KEEGAN & COMPANY, INC.: VISION FOR 2002 SIA 2001 Annual Meeting, Boca Raton, Florida	view
SPEECH BY MARC LACKRITZ, PRESIDENT, SECURITIES INDUSTRY ASSOCIATION: REBUILDING FOR THE FUTURE SIA 2001 Annual Meeting, Boca Raton, Florida	view
SPEECH BY MARK SUTTON, 2001 CHAIRMAN OF THE BOARD, SECURITIES INDUSTRY ASSOCIATION SIA 2001 Annual Meeting, Boca Raton, Florida	view
May
SPEECH BY LORI A. RICHARDS, DIRECTOR, OFFICE OF COMPLIANCE INSPECTIONS AND EXAMINATIONS, U.S. SECURITIES AND EXCHANGE COMMISSION: MONEY LAUNDERING: IT'S ON THE SEC'S RADAR SCREEN Conference On Anti-Money Laundering Compliance For Broker-Dealers Securities Industry Association	view